Conflicts of Interest and Trading

Conflicts of Interest (Comprehensive Course)

About Course This course first discusses how best to deal with offers of gifts and…

View More

Conflicts of Interest: Gifts and Entertainment (Compliance Snapshot)

About Course This course introduces how best to deal with offers of gifts and entertainment…

View More

Conflicts of Interest: Hiring Family and Friends (Compliance Snapshot)

About Course This course introduces how best to approach the hiring of family and friends…

View More

Conflicts of Interest: Kickbacks (Compliance Snapshot)

About Course This course introduces the concept of kickbacks. Though kickbacks are always considered somewhat…

View More

Conflicts of Interest: Moonlighting (Compliance Snapshot)

About Course This course introduces the concept of moonlighting. When money is tight you may…

View More

Conflicts of Interest: Moonlighting (Compliance Spot)

About Course This course reviews moonlighting activities as a conflict of interest and offers students…

View More

Conflicts of Interest: Secure Transactions (Compliance Snapshot)

About Course This course introduces the concept of secure transactions. Conducting insecure transactions puts your…

View More

Preventing Insider Trading (Comprehensive Course)

About Course This course introduces the concept of insider trading. You will learn what constitutes…

View More

Preventing Insider Trading: Introduction to Insider Trading (Compliance Snapshot)

About Course This course introduces the concept of insider trading. You will learn what constitutes…

View More