HR, Ethics & Compliance Courses
Conflicts of Interest: Hiring Family and Friends (Compliance Snapshot)
About Course This course introduces how best to approach the hiring of family and friends…
Conflicts of Interest: Kickbacks (Compliance Snapshot)
About Course This course introduces the concept of kickbacks. Though kickbacks are always considered somewhat…
Conflicts of Interest: Moonlighting (Compliance Snapshot)
About Course This course introduces the concept of moonlighting. When money is tight you may…
Conflicts of Interest: Moonlighting (Compliance Spot)
About Course This course reviews moonlighting activities as a conflict of interest and offers students…
Conflicts of Interest: Secure Transactions (Compliance Snapshot)
About Course This course introduces the concept of secure transactions. Conducting insecure transactions puts your…
Coping with SEC Rule 151A
About Course As published in the Federal Register on January 16, 2009, the Securities and…
Diversity and Inclusion Training
About Course Diversity and Inclusion Training, also referred to as Cultural Competency Training The purpose…
Do Not Call & the Securities Industry
About Course Public outcry has resulted in the states seeking protection for consumers through legislation….
EEOC Sexual Harassment (Supervisor) Online Training
About Course This is an EEOC standards-based and I-CAB recognized training course. It is intended…
Federal Acquisition Regulation (FAR) – Comprehensive Course
About Course This course begins by providing an overview of the rules and regulations associated…
