HR, Ethics & Compliance Courses

Conflicts of Interest: Hiring Family and Friends (Compliance Snapshot)

About Course This course introduces how best to approach the hiring of family and friends…

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Conflicts of Interest: Kickbacks (Compliance Snapshot)

About Course This course introduces the concept of kickbacks. Though kickbacks are always considered somewhat…

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Conflicts of Interest: Moonlighting (Compliance Snapshot)

About Course This course introduces the concept of moonlighting. When money is tight you may…

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Conflicts of Interest: Moonlighting (Compliance Spot)

About Course This course reviews moonlighting activities as a conflict of interest and offers students…

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Conflicts of Interest: Secure Transactions (Compliance Snapshot)

About Course This course introduces the concept of secure transactions. Conducting insecure transactions puts your…

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Coping with SEC Rule 151A

About Course As published in the Federal Register on January 16, 2009, the Securities and…

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Diversity and Inclusion Training

About Course Diversity and Inclusion Training, also referred to as Cultural Competency Training The purpose…

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Do Not Call & the Securities Industry

About Course Public outcry has resulted in the states seeking protection for consumers through legislation….

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EEOC Sexual Harassment (Supervisor) Online Training

About Course This is an EEOC standards-based and I-CAB recognized training course. It is intended…

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Federal Acquisition Regulation (FAR) – Comprehensive Course

About Course This course begins by providing an overview of the rules and regulations associated…

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